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Constitutional Law by Yale 听课笔记(四)

这门课真的是超级耗精力,video很长,还有很多资料要查,还得写很长的assignment...勉强跟着,多少有点力不从心了...好在结束了。

笔记零零散散的,更多是边写作业边查资料所得。这门课后半部分,professor Akhil Reed Amar 主要是在讲unwritten Constitution,就是说那些历史啊典故啊什么的,虽然没有具体写在宪法的8000字里面,但是还是彰显着宪法的精神和光辉的。大致的框架和可以从Amar的这本书里面看出来:

America’s Unwritten Constitution : The Precedents and Principles We Live By.

书可以在amazon上搜到,不过我看到一篇书评还蛮好的,很提纲挈领的总结了一番。抄一下:

  • The Enacted Constitution: Amar undermines the constitutional text by trying to demonstrate that we don’t actually know what the “official” version says anyway. And he goes on about “the Year of our Lord” about five times longer than one might have thought possible, debating with himself about whether that reference in the Constitution collides with the First Amendment.
  • The Implicit Constitution: Amar relies mostly on the predicate-act canon and the whole-text canon. The duty to do X includes the authority to do Y if Y is necessary to carry out X. On the whole, he stands on pretty firm ground here.
  • The Lived Constitution: You have a constitutional right “to have a pet dog, to play the fiddle, to relax at home, to enjoy family life with your loved ones, to raise your children, to wear a hat.” You get the idea. So how do you enforce your warm and cuddly constitutional right to “enjoy family life with your loved ones”? Amar doesn’t say.
  • The Warrented Constitution (that’s not a misspelling but a lame pun in homage to Chief Justice Earl Warren): The Warren Court (1953-1969) honored the “spirit” of the Constitution (and the letter, too, Amar argues unconvincingly). The Warren Court, of course, represented the official unmooring of constitutional law from the words of the document that the Court was supposed to be “interpreting.”
  • The Doctrinal Constitution: Amar asserts that Roe v. Wade was correct because it was “rights-expanding”: he argues that “a case that construes a textual constitutional right too narrowly is different from one that construes the right too broadly. Even if both cases come to be widely embraced by the citizenry, only the rights-expanding case interacts with the text of the Ninth and Fourteenth Amendments so as to specially immunize it from subsequent reversal.”
  • The Symbolic Constitution: “The most important thing to understand about America’s symbolic Constitution is simply that it exists, Amar writes:

Americans of all stripes can easily name certain texts that stand outside the confines of the written Constitution yet operate in American constitutional discourse as privileged sources of meaning, inspiration, and guidance. True, once we move beyond this core set of texts, the outer boundaries of the canon are fuzzy.

   Amar’s examples: the Gettysburg Address and Martin Luther King’s “I Have a Dream” speech.

  • The Feminist Constitution: In Amar’s view, all law relating to women was undermined by women’s suffrage: “under an entirely plausible vision of America’s unwritten feminist Constitution, judges soon after 1920 could have held that laws such as these [relating to contraception and abortion] were valid only if reenacted by a legislature elected by women voting equally alongside men. As for these laws, perhaps judges should have wiped the legal slate clean in 1920, by striking down the old laws and thereby obliging states to put the matter to a fresh vote.” To quote this is to refute it.
  • The Georgian Constitution (the name is based on that of George Washington): This chapter is mostly padding based on George Washington’s presidential (and precedential) actions. Perhaps it was intended to relieve traditionalists after the unreality of the preceding chapter.
  • The Institutional Constitution: Again, this is padding for traditionalists. “[P]ost-1789 institutional practice thus furnishes a powerful lens through which to read the 1789 blueprint.”
  • The Partisan Constitution: “Most of the rules and roles textually delineated in the original Constitution — for House members, senators, department heads, vice presidents, members of the electoral college, and so on — must today be reread through the prism of America’s two-party system.” But why?
  • The Conscientious Constitution: Here we get to the personal preferences of judges: “[T]here is a proper place for conscience — a concept that forms part of the necessary, albeit unwritten, substratum of American constitutionalism.” If you’re a judge, follow your bliss.
  • The Unfinished Constitution: This is the great morphing Constitution that is “still to be written, the hoped?for Constitution of 2020 — and of 2121 and 2222.” This constitutional morphing is our “constitutional donation.” Amar’s doubt about it is confirmed in his use of surely: “Though this [donation] does not reside on the clear surface of any explicit constitutional text, surely it forms an integral part of America’s unwritten Constitution.”

实在是每一节都很长...各种历史背景事件来龙去脉这样,读起来蛮累的。我个人印象比较深的是乔治华盛顿,比如他的言行举止言传身教确立了很多传统;然后就是一些彰显人文精神和时代光辉的文字演讲,比如大家耳熟能详的I have a dream;最后就是美国法院习惯的 stare decisis 即“遵循先例”,各种案例比如为什么现在是一人一票这样。宪法修正案也有很多故事什么的,学法律的过程除了看条文本身还要熟知很多cases,好累。我的理解是,法律是一个社会的规范条文,所以这东西不是证实或者证伪这么简单,理解法律除了需要抽丝剥茧之外,还考验人的综合和联想能力。一句话,费时的熟练工种...

虽然我是三天打鱼两天晒网,deadline之前奋力突击类型的,但是真的从这门课学到了很多东西。理解一个社会制度远远比理解一个数理模型难的多...所以宪法学起来其实比税法之类的经济法难很多,就像以前常说的一句话,经济学家考虑的更多是效率而非公平(efficiency > fairness),而法学家考虑的是社会整体的诉求和运转规则。出发点完全是不一样的。利益分析简单,而情理分析就好难。

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Constitutional Law by Yale 听课笔记(三)

宪法修正过程。

第一次大的修正称之为Bill of Rights, 1791年通过。后面的修正案大都集中在某一段时间。

Bill of Rights 修正案1-12 十八世纪末十九世纪初

Civil War Amendments/Reconstruction Amendments 修正案13-15 十九世纪中期,civil war后

The Progressive Era Amendments 修正案16-18  二十世纪初

详细的列表在这里:http://en.wikipedia.org/wiki/List_of_amendments_to_the_United_States_Constitution

Bill of Rights主要的诉求是:

The Bill of Rights enumerates freedoms not explicitly indicated in the main body of the Constitution, such as freedom of religion, freedom of speech, a free press, and free assembly; the right to keep and bear arms; freedom from unreasonable search and seizure, security in personal effects, and freedom from warrants issued without probable cause; indictment by a grand jury for any capital or "infamous crime"; guarantee of a speedy, public trial with an impartial jury; and prohibition of double jeopardy. In addition, the Bill of Rights reserves for the people any rights not specifically mentioned in the Constitution and reserves all powers not specifically granted to the federal government to the people or the States.

Civil War Amendments主要是告别奴隶制度:

Their proponents saw them as transforming the United States from a country that was (in Abraham Lincoln's words) "half slave and half free" to one in which the constitutionally guaranteed "blessings of liberty" would be extended to the entire populace, including the former slaves and their descendants.

Progressive Era Amendments更多是现代化的标志:

The Sixteenth Amendment gave the federal government the power to lay and collect an income tax regardless of the source of that income.

The Seventeenth Amendment provided for the direct election of Senators by the people rather than by the state legislatures as the original Constitution called for.

The Eighteenth Amendment prohibited the import, export, transport, manufacture or sale of intoxicating beverages.

The Nineteenth Amendment gave women the right to vote.

最有趣的就是妇女投票权了。毕竟是需要男人们投票来决定妇女有权投票。一开始是从稀缺妇女的 Wyoming Territory州开始,然后扩展到全国。

最后的二战后的修正则主要是一些对于民主的更深入理解,比如总统任期的限制。

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Constitutional Law by Yale 听课笔记(二)

随便整理一点东西。

Anti-Federalists and the Federalists

基本上这两派就是对联邦政府和州政府权力应该多大的争议。抄一段总结:

The Anti-Federalists opposed the new U.S. Constitution for numerous reasons.

  • They distrusted large, powerful national governments and believed liberty could only be protected in small republics in which the rulers were closely checked by the public.
  • They believed a large nation could best be governed by a confederation, with local governments having the most control. A strong national government would be distant from the people and not capable of protecting the rights of the citizens. Congress would tax too heavily and the Supreme Court would overrule state courts.
  • They distrusted the president having too much power, including a standing army under his control.
  • They also favored the addition of a Bill of Rights to protect the citizens from the national government. They wanted the House of Representatives increased in size so it would reflect a greater variety of popular interests.
  • The wanted a council created to check the actions of the president.
  • They also favored leaving military affairs in the hands of the state militias.

Federalists favored a strong national government with supreme power over state governments.

  • The rights of citizens would be protected from the government via legislation, the courts, and the Bill of Rights.
  • Federalists distrusted the masses to select the best candidates so they made only the House of Representatives directly elected by the people. Checks and Balances within the Constitution would make sure no one branch became too powerful.
  • The President would have control over the military, necessary for national defense, but could not violate the laws.The Secretary of War would advise the President.
  • The national government needed the power to tax and enforce the laws, or the ills of the Articles would hamper the development, agriculture and industry, of the new nation.

说白了,Anti-Federalists就是希望州政府更加独立,而联邦政府减少对各州的干涉。

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Constitutional Law by Yale 听课笔记(一)

Coursera上期盼已久的一门课,终于在春天开课了。我一直觉得自己的法律学的太差了,或者说没受过专业的法学训练(其实还应该补一下accounting,可是我实在是懒的去考CFA)...需要恶补一下。所以这门课比较适合我的需求。去年本来计划修完世界史的那门A History of the World since 1300,结果后面各种走神...台大的《秦始皇》倒是听完了。现在不贪多了,争取听好这一门。

写笔记纯粹是为了强迫自己听课...给自己列几个简单的目标:

  • 了解美国的宪法基本知识和相应的社会制度
  • 了解诞生这样宪法的历史背景
  • 了解后面一步步的修正过程
  • 逐渐思考,这样的制度变迁是如何配合美国近代经济发展的

说白了,就是从制度经济学和历史的角度,去理解美国宪法对于经济社会生态的影响。毕竟说到底,mechanism design一直是我很喜欢的一个研究领域,而社会制度是慢工出细活的学习过程。希望接下来的几个月的时间可以达成这样的目标嗯。

-----------------------------

第一节课主要是基本的课程介绍。抄一下前几周的大纲:

  • Congressional Powers:议会
  • Presidential Powers:总统
  • Judges and Juries:庭审系统
  • States and Territories: 联邦
  • The Law of the Land: 土地法
  • Making Amends:修正案
  • Progressive Reforms and Modern Moves:改革演化和最近的进程

然后抄一些要点。纯属照抄,不代表本人倾向。

民主: 1787年,美国宪法建立。在此之前,完全没有民主(democracy)的概念,而在二百多年后的今天,哪怕是拥有十几亿人口的印度,都实现了民主选举。

美国宪法的序言:

We the People of the United States, in Order to form a more perfect Union, establish Justice, insure domestic Tranquility, provide for the common defense, promote the general Welfare, and secure the Blessings of Liberty to ourselves and our Posterity, do ordain and establish this Constitution for the United States of America.

联邦政府模型——

一句纲领:美国是一个三权分立的国家,其中立法权力归国会;行政权力归美国总统;司法权力归美国联邦法院。

国会两院模型和立法权:英国沿袭的是上下院制度。当年这样的制度设计是出于公平考虑(国会成立初期,形成贵族组成的英国上议院和以平民组成的英国下议院。而现在实际上,下议院占较大优势。英国下议院对财政预算案有先议权,上院只有为期一个月的延期通过权,公法案在下院三读通过,上院反对无效,故上院的权力只是象征。首相领导的内阁只对下院负责)。于是有人认为,这样的制度而导致新的法律条款通过相对较为困难,(比如有可能旧的不好的条款长时间存在着),倾向于选择“较少的法条”这样?(对此存在争议)

美国联邦政府参议两院制度由其演变而来,设有参众两议院。参议院(Senate),各州不论人口均派有两名代表;众议院(House of Representatives),以人口比例分配。这是出于“议员对联邦政府不信任”和“政府认为议员不具有代表性”的平衡,或者理解为各个州之间话语权分配的角逐平衡。现在,众议院中有各州众议院议员435名,而参议员来自50个州,为数100名。而关于人数,其实当年也有争论(若是太多,则几乎无法对话;差旅也是个问题)。差旅方面,一律由联邦政府负责,不由各个州出钱(为了避免只有利益相关州代表出席)。

选举方面,众议院每两年选举,25岁且在为7年以上美国公民可以被选为众议院(参议员要求30岁、9年公民)。参议员一任6年,其任期交错,故每两年有约1/3的席次改选。

如果参众任一方认为某提案是违宪的(unconstitutional law),那么不会有任何投票。此外,总统也有判定违宪权。